Services
What We do
Rollover and Management of Assets
From a Former Retirement Plan
At Investors Services of Hartford, we help you rescue stranded
retirement plans held with former employers-These are 401(k) Plans or SEPS or SIMPLE IRAs from when you worked at a former employer. The story is always the same, when you moved, they didn’t and therefore those assets remain behind. Our firm can help you roll these stranded assets over into either a managed or transactional account. Most importantly, We can do so without jeopardizing taxation of these former plans of yours. We help you negotiate the rollover process with the service provider of your former employer. The result is you can reincorporate these assets back into your overall retirement plan – so that they become an integral part of your run up to retirement, rather than just a
holdover.
Estate Planning & Transfer Services
Securities Transfer for Estates Trusts and Individuals
Negotiating through the muddled maze of tasks to prepare assets for probate can be difficult. Investors Services of Hartford has the experience and skill necessary to assist you and your family through this process- preparing your assets and assisting in their eventual distribution to heirs and beneficiaries.
In addition, we are experienced in the re-registration and transfer under a broad range of circumstances, specifically divorce, estate, trust, formation & distribution. We can also help you with simple reregistration from individual to joint or into a Transfer on Death (TOD) account. When it comes to Securities reregistration we have the knowledge and experience to get the job done.
We can deal with:
- Transfer Agents
- Brokerage Firms
- Custodians
- Mutual Fund Companies
Securities & Accounts include:
- Stocks
- Bonds
- Mutual and Exchange Traded Funds
- Retirement Accounts & Managed Accounts
Retirement Plans for Small Business Owners
Planning for retirement as a small business owner is often the last thing on your agenda. The rules of eligibility, vesting, contributions and limits and guidelines are just some of the factors which make choosing a plan type for your small business a seemingly monumental task. At Investors Services of Hartford, we team with Westminster Financial our clearing agent as well as a number of top mutual fund companies to assist you in choosing the right plan for your business.
We can assist with :
- Choosing a plan (profit retirement, money purchase pension, SEP, SIMPLE or 401(k) )
- Selecting viable investment funds according to your personal level of risk tolerance
- Conducting group or one on one meetings with employees to educate them as to their options.
Financial Advisory
Mergers & Acquisitions
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Financial Crisis
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